WinstonSalemRecruiter Since 2001
the smart solution for Winston-Salem jobs

Operational Risk Consultant 4 - KRI and Audit

Company: Wells Fargo
Location: Charlotte
Posted on: November 20, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.The Payments, Virtual Solutions, and Innovation (PVSI) team includes Operations, Consumer Credit Card, Retail Services, Consumer Deposits, the Innovation Group, Treasury Management, Merchant Services, Marketing and Wells Fargo Virtual Channels and the professional services teams that partner with these businesses. PVSI's focus is on delivering the next generation of payments and deposit capabilities and advancing our digital and online offerings to design new customer experiences and products. Our guiding principles are to start with the customer, move faster, and partner effectively.The Operational Risk Consultant 4 will be responsible for developing, implementing and monitoring risk-based programs to identify, assess and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems or external events, while maintaining a balance between risk mitigation and operational efficiency. May provide oversight to an operational risk program. Works with complex business units and provides operational risk expertise and consulting for projects and initiatives with high risk. May provide systems security consulting on complex issues. Designs and develops testing strategies, methodologies and analyses; evaluates the adequacy and effectiveness of policies, procedures, processes, systems and internal controls; analyzes business and/or system changes to determine impact, identifies and assesses operational risk issues and assigns risk ratings consistent with established policy standards. Consults with business to develop corrective action plans and effectively manages change. Identifies training opportunities; designs/coordinates the development of training materials delivers or coordinates training delivery. Reports findings and develops business cases to influence senior management on the need for controls to mitigate risk. Manages and/or coordinates production of periodic operational risk performance reports for senior management, including trend analysis and recommended strategies. May provide guidance to less experienced consultants.Key responsibilities will include but are not limited to:

  • Coordinate Third Party audits and regulatory exams, collaborating with key stakeholders to ensure clear, effective and efficient roles and responsibilities
  • Third Party testing request fulfillment and coordination with Control Support Team for Third Party related audits, IRM testing, and external exams
  • Ensure audit and exam deliverables and time lines are met
  • Monitor and report issues and corrective actions owned by PVSI LOBs to Third Party Business Aligned/Process Team
  • Conduct root cause analysis, thematic risk identification, and trending on PVSI Third Party issues
  • Monitor Key Risk/Performance Indicators, respond to any breeches of inner/outer boundaries, conduct risk driver analysis on population driving the breach in order to respond to boundary breach.
  • Ability to analyze metrics and articulate data trends both visually and verbally
  • Provide accurate, comprehensive and timely reporting to PVSI senior business, risk and compliance leaders (Third Party Issues, Third Party Risk Metrics which is consumed by PVSI Management)

    Required Qualifications
    • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • Ability to articulate issues, risks, and proposed solutions to various levels of staff and management
      • Experience analyzing metrics and articulating data trends
      • Experience conducting project meetings, presentations and status reporting
      • Experience creating visually dynamic presentations

        Other Desired Qualifications
        • Experience identifying risks and issues, and determining effectiveness of assessments and mitigation plans.?
        • Experience determining the root cause of identified issues
        • Ability to coordinate internal audits or examinations conducted by internal and external parties
        • Familiarity with internal systems (SHRP Issue Management, TRIMS, Tableau Reporting)
        • Third Party Program experience

          Job Expectations
          • Ability to travel up to 10% of the time

            Disclaimer

            All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

            Relevant military experience is considered for veterans and transitioning service men and women.
            Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.


            Company Description:

            Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Wells Fargo---s vision is to satisfy our customers--- financial needs and help them succeed financially. With approximately 261,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 29 on Fortune---s 2019 rankings of America---s largest corporations. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories.--Wells Fargo has been helping military members and veterans succeed financially for nearly 170 years. Throughout the years, Wells Fargo has supported military members and veterans through initiatives to recruit and retain team members, and through foundation donations, countless volunteer hours, and event sponsorship.

Keywords: Wells Fargo, Winston-Salem , Operational Risk Consultant 4 - KRI and Audit, Professions , Charlotte, North Carolina

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Systems Support Analyst 4- DataPower
Description: Systems Support Analyst 4- DataPower Description at Wells FargoSkip to Main Content About Us About Us Overview Who We Are: Overview Vision, Values, and Goals Overview Corporate Social Responsibility Diversity (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Business Support Consultant 4: Product and Strategic Delivery
Description: Job Description At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Stake Body Driver
Description: Join Our Team Sunbelt Rentals strives to be the customer's first choice in the equipment rental industry. From pumps to scaffolding to general construction tools, we aim to be the only call needed to (more...)
Company: Sunbelt Rentals, Inc.
Location: Charlotte
Posted on: 12/6/2019


Business Initiatives Analyst- Ops Risk Analyst
Description: Job Description Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Experienced OTR Company Truck Drivers
Description: CDL-A TRUCK DRIVER - HOME WEEKLY Enjoy Huge Earnings Weekly Home Time At EPES Transport, we re hiring experienced CDL-A Truck Drivers for regional opportunities that offer guaranteed high miles and (more...)
Company: Epes Transport System Inc
Location: Charlotte
Posted on: 12/6/2019

Operational Risk Consultant 5 - Senior Operational Risk Associate Lead
Description: Job Description br Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Operational Risk Consultant 3 - Self Assurance Activities
Description: Job Description br Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Info Security Analyst 3
Description: Info Security Analyst 3 Description at Wells FargoSkip to Main Content About Us About Us Overview Who We Are: Overview Vision, Values, and Goals Overview Corporate Social Responsibility Diversity Overview (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Mergers & Acquisition Finance - Financial Diligence and Integration Senior Consultant
Description: Deloitte Services LP includes internal support areas such as Sales Excellence, Marketing and Communications, Human Resources/Talent, Information Technology, Facilities Management, and Financial Support (more...)
Company: Deloitte
Location: Charlotte
Posted on: 12/6/2019

Market Risk Consultant 3- MCRM Data Governance
Description: Job Description Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Charlotte
Posted on: 12/6/2019

Log In or Create An Account

Get the latest North Carolina jobs by following @recnetNC on Twitter!

Winston-Salem RSS job feeds